TOLEDO, OHIO
Have you lost money with financial advisor Rita Mansour Of McDonald Partners in Toledo, Ohio? We are looking into allegations made by the Securities and Exchange Commission (SEC) against Rita Mansour. The SEC alleged that Mansour sold investments in two pooled investment vehicles, the purpose of which was to then invest in a resort in Montenegro. After discovering that a point-person of the investment had misappropriated over $400,000, Mansour continued to sell these investments without disclosing the misappropriation to investors. To settle these allegations, she agreed to pay a $40,000 penalty, $22,968 in disgorgement, and $4,884 in interest.
Rita Mansour has been a financial advisor and registered representative of McDonald Partners from 2006 to the present. She worked at a branch office in Toledo, Ohio. Mansour has also been the subject of four customer complaints.
Brokerage firms like McDonald Partners have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Ann Arbor, Michigan; Denver, Colorado; Seattle, Washington; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Ohio. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click HERE to view Mansour, R BrokerCheck Report
Click HERE to view Mansour SEC Order
IF YOU LOST MONEY WITH RITA MANSOUR OR McDONALD PARTNERS, CALL THE LAW FIRM OF ISRAELS & NEUMAN FOR MONEY RECOVERY OPTIONS. (720) 599-3505