LIVINGSTON, NJ

 Have you lost money with financial advisor Rodger Thomas, formerly with SCF Securities and now with Newbridge Securities Corp. in Livingston, New Jersey?  We are looking into allegations made against Rodger Erik Thomas. Thomas has been the subject of two customer complaints, one of which was filed within the last year.  The recent complaint alleges that Thomas recommended unsuitable investments in GPB Automotive.

Rodger Thomas was with SCF Securities from December 2016 to August 2018.  He was also with Kovack Securities from August 2018 to October 2018 and has been with Newbridge Securities Corp. from October 2018 to the present.  He has worked at branch offices in Livingston, New Jersey.

Brokerage firms like SCF Securities and Newbridge Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New Jersey.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against SCF Securities.

View R. Thomas BrokerCheck Report

If you lost money with Rodger Thomas, GPB, SCF Securities, or Newbridge Securities Corp., contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.