WEST CHESTER, OHIO

 Have you lost money with financial advisor Ronald S. Daley, formerly with W&S Brokerage Services in West Chester, Ohio?  We are looking into allegations made against Ronald Daley. Daley was barred from the securities industry after he failed to respond to a FINRA investigation.  Daley was being investigated after he allegedly misappropriated funds from an elderly customer.

Ronald Daley was with W&S Brokerage Services from 2009 to August 2021.   He has worked at branch offices in West Chester, Ohio.  Daley was also fired by W&S Brokerage Services, and he’s been the subject of two customer complaints.

Brokerage firms like W&S Brokerage Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Ohio.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click here to view Ronald Daley BrokerCheck Report

If you lost money with Ronald Daley or W&S Brokerage Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.