Ryan Bennett Fired By First Heartland Capital
CAMARILLO, CALIFORNIA
Have you invested with financial advisor Ryan Bennett from Camarillo, California? We are reviewing allegations made against Ryan Emerson Bennett. In January 2023, Nick Bennett was fired by First Heartland Capital, according to FINRA’s BrokerCheck.
BrokerCheck further discloses that Bennett was terminated for several reasons, including that he knowingly engaged in an outside business activity after First Heartland Capital disapproved the business, that he shared customer information with an unaffiliated investment advisory firm, and that he arranged for the extension of credit from a firm customer to an entity owned by a friend of Bennett’s.
Between July 2019 and January 2023, Ryan Bennett was licensed through First Heartland Capital. He also worked for TransAmerica prior to that. Bennett worked in a Camarillo, California office.
Securities brokerage firms are required to have written internal policies which dictate what advisors can and cannot do. If the advisor or broker fails to follow firm policy, that could lead to discipline against the advisor, including termination.
Israels & Neuman represent investors in California and throughout the U.S. We have represented over one thousand investors against many brokerage firms in the past, including against First Heartland Capital.
View Bennett, r BrokerCheck 2.21.23