SAN CLEMENTE, CALIFORNIA

 Have you lost money with financial advisor Scott S. Brooks, with Newbridge Securities Corp. in San Clemente, California?  We are looking into allegations made against Scott Brooks. Brooks has been the subject of two customer complaints, one of which was filed within the last year.  The recent complaint alleges that Brooks recommended unsuitable investments in GPB Capital.

Scott Brooks was with Newbridge Securities Corp. from 2007 to the present.  He has worked at branch offices in San Clemente, California.

Brokerage firms like Newbridge Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click here to view Scott Brooks BrokerCheck Report

If you lost money with Scott Brooks, GPB, or Newbridge Securities Corp., contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.