OAKBROOK TERRACE, ILLINOIS
Have you lost money with financial advisor Andre Pierre Senegal, formerly with One America Securities in Oakbrook Terrace, Illinois? We are looking into allegations made against Andre Senegal. Senegal was suspended from the securities industry after he failed to respond to a FINRA investigation. Senegal was being investigated for allegations that he sold a cryptocurrency or bitcoin investment to a client.
Andre Senegal was with One America Securities from January 2020 to November 2020. He was also with New York Life from 2013 to August 2019. He has worked at branch offices in Oakbrook Terrace, Illinois. Senegal has also been the subject of two customer complaints.
Brokerage firms like One America Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Illinois. Attorney David Neuman is licensed to practice law in Illinois and grew up in nearby Addison. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
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If you lost money with Andre Senegal or One America Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.