Sharon Snow, formerly with Edward Jones, Barred by FINRA
Have you lost money with financial advisor Sharon Snow? We are looking into allegations made about Sharon Snow from Fairfield Bay, Arkansas. FINRA (the Financial Industry Regulatory Authority) barred Snow from the securities industry. FINRA alleged that she failed to respond to its investigation.
Sharon Snow was an associated person of Edward Jones from 1989 to April 2020 and was subsequently terminated. She worked in a branch office in Fairfield Bay, Arkansas.
Brokerage firms like Edward Jones have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, Arizona; Seattle, Washington; Denver, Colorado; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including throughout Arkansas. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Edward Jones.