Merrill Lynch Stockbroker Spencer Miller Subject of Several Complaints

WESTLAKE VILLAGE, CALIFORNIA     Are you a client of financial advisor Spencer Miller, with Merrill Lynch in Westlake Village, California?  The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by customers of this financial advisor.

According to FINRA’s (Financial Industry Regulatory Authority) BrokerCheck, Miller has been the subject of three customer complaints, all of which were made since July 2023.  Two of the complaints allege that he sold unsuitable private investments, including PIPES (which are private investments in public equity).  One of these complaints has been filed with FINRA, while the other two have not.

From January 2014 to the present, Spencer Marc Miller has been a representative of Merrill Lynch.  He worked in a Westlake Village, California office.

Israels & Neuman has offices in Denver CO, Phoenix  AZ, Seattle WA, and Ann Arbor, MI. Our firm represents investors in all 50 states.

View BrokerCheck Report HERE.

If you lost money with Spencer Miller or Merrill Lynch, please Contact Us at 206-795-5798 for a free evaluation of your case.