Stacey Cheney Jamison, formerly with CUNA Brokerage Services, Barred from Securities Industry
Have you lost money with financial advisor Stacey Cheney Jamison of Atlanta, Georgia? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Stacey Cheney Jamison. FINRA barred Cheney-Jamison from the securities industry after she failed to respond to a FINRA investigation. FINRA was investigating Cheney Jamison after she was terminated by her former brokerage firm, CUNA Brokerage Services. Cheney Jamison was terminated regarding allegations of “referrals made by Cheney Jamison to a non-affiliated third-party.”
Stacey Cheney-Jamison was a financial advisor and registered representative of CUNA Brokerage Services from September 2016 to August 2017. She also worked with IFS Securities from March 2015 to October 2015, and with First American Securities from January 2013 to February 2015. She worked at branch offices in Atlanta, Georgia and Boca Raton, Florida. Cheney-Jamison has also been the subject of two customer complaints, including a claim filed in early 2018 alleging breach of fiduciary duty and unauthorized transactions.
Brokerage firms like CUNA Brokerage Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Georgia and Florida. Attorney David Neuman is licensed to practice law in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Cheney-Jamison, Stacey FINRA AWC
Click to view: Cheney-Jamison, Stacey BrokerCheck 5.9.18
If you lost money with Stacey Cheney Jamison, IFS Securities, or CUNA Brokerage Services, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.