Steven Hirata, Formerly with PFS Investments, Barred from Securities Industry?

FRESNO, CALIFORNIA

Are you a former client of Steven Hirata from Fresno, California?  Our investment fraud law firm is reviewing claims made by FINRA, against Steven Hirata, who was under investigation by FINRA after he was terminated by his former brokerage firm, PFS Investments.  PFS (Primerica Financial Services) terminated Hirata after he admitted to engaging in a private securities transaction.

FINRA Rules require that financial advisors disclose all securities or investment business to their brokerage firm.  When an advisor fails to do so, they violate FINRA rules.  FINRA barred Hirata from the securities industry after he failed to respond to their investigation regarding the same allegations.

Steven Hirata had been with PFS Investments and Primerica from 1984 to September 2021.  He had been working in a Fresno, California office.

Israels & Neuman represents investors throughout the country, including investors in California.  We also have previously represented investors against PFS Investments.

View BrokerCheck Report:  Hirata, s BrokerCheck 6.2.22

View FINRA AWC:  Hirata, s FINRA AWC

If you lost money with Steven Hirata or PFS Investments, please Contact Us at 206-795-5798 for a free evaluation of your case.