Israels & Neuman, PLC
  • Home
  • Practice Areas
    • Financial Advisor Fraud and Negligence
    • Breach of Fiduciary
    • Failure to Supervise
    • FINRA Arbitration
    • Excessive Margin Trading and Loans
    • Non-Trade REIT Losses
    • PONZI Schemes and Selling Away
    • Unsuitable Investment Recommendations and Violations of Reg-BI
  • Legal Resources
  • Attorneys
    • Aaron Israels
    • David Neuman
  • Contact Us
  • Blog
Select Page
SHARIF AZMI SHARIF of LPL Financial is SUSPENDED

SHARIF AZMI SHARIF of LPL Financial is SUSPENDED

by israelsneumanadmin | Jun 29, 2024 | Investment Fraud

Former LPL Financial Advisor Sharif Azmi Sharif Suspended ELMHURST, ILLINOIS     Have you invested with financial advisor Sharif Azmi Sharif from Elmhurst, Illinois? This advisor has been suspended for nine months and fined $5,000 by FINRA. According to FINRA’s AWC,...

Blog Contact

Name
This field is for validation purposes and should be left unchanged.
  • Investment Fraud
  • Israels & Neuman,PLC
  • News
  • Uncategorized
  • Bradley Goodbred of LPL Financial is Barred
  • VALIC Financial Advisors Settles for $350,000
  • Dustin Shafer of Money Concepts is Barred by FINRA
  • Gary Costello of Truist Investment is Fired
  • Andrew Pandis of Essex National Complaints of REITs