UPDATE! Adam Belardino of MML and MetLife is Now BARRED

ELMSFORD, NY

Have you lost money with financial advisor Adam G. Belardino of Elmsford, New York?  We are continuing to look into allegations made by FINRA, the Financial Industry Regulatory Authority, against Adam Belardino.  FINRA barred Belardino from the securities industry after he failed to respond to an investigation.  Belardino was being investigated for selling allegedly unsuitable REITs (real estate investment trusts) to a customer.  REITs can carry significant risk.

Adam Belardino was a financial advisor and registered representative of MML Investors Services from March 2017 to April 2019.  He was also with MetLife Securities (now known as MSI Financial Services) from 2007 to March 2017.  He worked at a branch office in Elmsford, New York.  Belardino has been the subject of six customer complaints.

Brokerage firms like MML Investors Services and MetLife Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York in the past. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against MML Investors Services.

Click here to view Adam Belardino BrokerCheck Report

If you lost money with Adam Belardino, REITs, MetLife Securities, or MML Investors Services, please Contact Us at 720-599-3505 or 206-795-5798 for a free evaluation of your case.

 

 

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