UPDATE: Jon Schmidhammer, formerly with Stifel Nicolaus & Company, Barred by SEC
Our law firm is continuing its investigation into allegations regarding financial advisor Jon Schmidhammer of Dublin, Ohio. In August 2016, Jon Schmidhammer was arrested, after he confessed to stealing more than $500,000.00 from an elderly client. Schmidhammer also pleaded guilty in 2017.
Jon Schmidhammer’s FINRA broker-check report lists him as being a registered representative of Stifel, Nicoluas & Company, from May of 2009 and August 2016. Prior to Stifel, Schmidhammer was affiliated with Merrill Lynch, Advest, Inc., UBS financial, Morgan Stanley, and Lehman Brothers. He worked at branch offices in Dublin, Ohio.
Our law firm has found that when a broker begins a pattern and practice of borrowing and stealing from its clients, it is rarely an isolated incident. Israels & Neuman is interested in speaking with other investors who have lost money with or had money stolen by Jon Schmidhammer. If you are a victim of Mr. Schmidhammer, you may be able to recover some or all of your damages through the FINRA arbitration process.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Columbus, Ohio. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including firms like Stifel Nicolaus & Company.
Click to view: Schmidhammer, Jon SEC Order
Click to view: Schmidhammer, Jon BrokerCheck 7.2.18
If you have lost money with Jon Schmidhammer or Stifel Nicolaus and want to hear about ALL legal options, please visit https://www.israelsneuman.com/ or CONTACT US at 720-599-3505.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.