William Glaser, formerly of National Planning Corporation, Barred from Securities Industry
Have you lost money with financial advisor William Glaser of St. Albans, Missouri? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against William (or Bill) A. Glaser. Our firm currently represents victims of Bill Glaser. Our clients’ story has been covered by the St. Louis local media, including the St. Louis Post Dispatch and on Channel 5 News:
- The St. Louis Post Dispatch (written by Robert Patrick) – http://www.stltoday.com/business/local/navy-veteran-loses-after-broker-convinces-him-to-lend-life/article_5c0b8660-c19a-5ea8-829a-216421e6730f.html; and
- KSDK Channel 5 NBC News (written by Casey Nolen) – http://www.ksdk.com/news/local/navy-veteran-scammed-out-of-life-savings/456651408
William Glaser was alleged to have solicited investors to invest money with Paul Creager and his company, Everett Builders. Paul Creager was recently criminally indicted by the U.S. Attorney’s Office in the Eastern District of Missouri.
FINRA barred Bill Glaser from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Glaser after he was terminated by his former brokerage firm, National Planning Corporation, for engaging in selling unapproved investments in Creager’s company, Everett Builders.
Bill Glaser was a financial advisor and registered representative of National Planning Corporation from 2007 to July 2017. He worked at a branch office in St. Albans, Missouri. Glaser has been the subject of at least one customer complaint regarding this conduct.
Brokerage firms like National Planning Corporation have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle, Washington area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Missouri and throughout the St. Louis area. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including National Planning Corporation and victims of Bill Glaser’s scams.
Click to view: Indictment – Creager (2)
Click to view: Glaser, William FINRA AWC
Click to view: Glaser, William BrokerCheck 7.11.17
If you lost money with William Glaser or National Planning Corporation, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.