Vincent Pucciarelli, formerly with Investment Center, Barred by FINRA

WOODBRIDGE, NEW JERSEY

Are you a former client of financial advisor Vincent Pucciarelli?  We are reviewing claims made against Vincent Pucciarelli Jr. from Woodbridge, New Jersey.  FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry when he did not respond to a FINRA investigation.  The investigation began in connection with his allegedly offering sales of “pre-IPO” private placements.

Vincent Pucciarelli Jr. was a financial advisor and registered representative of Investment Center from January 2017 to August 2023.  He worked in a branch office in Woodbridge, New Jersey.

Pursuant to FINRA Rule 8210, registered representatives must respond to FINRA investigations or face consequences.  It is common for advisors to be barred for failing to respond to such investigations.

VIEW Pucciarelli, V. BrokerCheck 8.9.23

VIEW Pucciarelli, V. FINRA AWC

If you lost money with Vincent Pucciarelli or Investment Center, please Contact Us at (206) 795-5798 for a free evaluation of your case.