Jeffrey Mohlman and Questar Capital Corp.
Have you lost money with financial advisor Jeffrey Mohlman of Dayton, Ohio? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jeffrey Mohlman. FINRA barred Mohlman from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Mohlman regarding allegations that he engaged in undisclosed private securities transactions without permission from his brokerage firm, Questar Capital Corporation.
Jeffrey Mohlman was a financial advisor and registered representative of Questar Capital Corp. from June 2012 to May 2015. He also was registered with Investacorp, Inc. from June 2009 to May 2011. He worked at a branch office in Dayton, Ohio. Mohlman has been the subject of at least three customer complaints, and he was also terminated by State Farm in 2002.
Brokerage firms like Questar Capital Corp. have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Ohio. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.
If you lost money with Jeffrey Mohlman or Questar Capital Corporation, please Contact Us at 720-599-3505 for a free evaluation of your case.
Click to view: Mohlman FINRA AWC
Click to view: Mohlman BrokerCheck 9.22.15