John Buonocore and Meyers Associates
Have you lost money with financial advisor John Buonocore of New York, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against John E. Buonocore. FINRA barred Buonocore from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Buonocore regarding allegations of “trading anomalies at Meyers [Associates, his brokerage firm] which may have affected the accounts of one or more of Buoncore’s customers”.
John Buonocore was a financial advisor and registered representative of Meyers Associates from 2000 to April 2016. He worked at a branch office in New York, New York. Buonocore has been the subject of at least four customer complaints, alleging that Buoncore churned or excessively traded accounts, and that he made unsuitable investment recommendations.
Brokerage firms like Meyers Associates have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.
Click to view: Buoncore, John FINRA AWC
Click to view: Buonocore, John BrokerCheck 7.25.16
HAVE YOU LOST MONEY WITH JOHN BUONOCORE OR MEYERS ASSOCIATES?
CONTACT ISRAELS & NEUMAN, PLC FOR A FREE CASE EVALUATION
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Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.