Joseph M. Snyder and Allstate Financial Services
Have you lost money with financial advisor Joseph M. Snyder III of Lexington, South Carolina? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Joseph Snyder. FINRA barred Snyder from the securities industry, after he failed to respond to a FINRA investigation that he converted or stole insurance premiums from customers, that he falsified company reports, and that he used a personal credit card to make installment insurance premium payments.
Joseph M. Snyder was a financial advisor and registered representative of Allstate Financial Services from July 2011 to February 2014. He worked at a branch office in Lexington, South Carolina.
Brokerage firms like Allstate Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout South Carolina. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.
If you lost money with Joseph M. Snyder III or Allstate Financial Services, please Contact Us at 720-599-3505 for a free evaluation of your case.
Click to view: Snyder FINRA AWC
Click to view: Snyder BrokerCheck 10.8.15