Terri Lynn Anderson and Cetera Financial Specialists

Have you lost money with financial advisor Terri Lynn Anderson of Springfield, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Terri Lynn Anderson.  Anderson was barred from the securities industry after she failed to respond to a FINRA investigation.  FINRA was investigating Anderson for allegations that she played a role in helping another registered representative “misuse” customer funds.

Terri Lynn Anderson was a financial advisor and registered representative of Lincoln Investment from 2004 to December 2014.  She worked at a Cetera Financial Specialists branch office in Springfield, Ohio.  She was terminated from Cetera for this alleged conduct.  An Alex P. Anderson was also registered with Cetera Financial Specialists in Springfield, Ohio, but he was no longer with Cetera as of December 2014.

Brokerage firms like Cetera Financial Specialists have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Our attorneys have represented hundreds of investors who have been defrauded by their financial advisor or stockbroker.  While we have offices in Denver and the Seattle area, we have also previously represented clients throughout Ohio.  If you have lost money with Terri Lynn Anderson, Alex P. Anderson, or Cetera Financial Specialists and want to hear about ALL legal options, please visit https://www.israelsneuman.com and go to our CONTACT page or call us at 720-599-3505.

Click to view:  Anderson FINRA AWC

Click to view:  Anderson BrokerCheck 3.26.15

Click to view:  Alex Anderson BrokerCheck 3.26.15