Washington Securities and Fraud Attorneys
Who are the Attorneys at Israels & Neuman, PLC?
David Neuman is licensed to practice law in Washington. Israels & Neuman, PLC is a securities and investment fraud law firm that represents Washington and Seattle-area investors who have lost money through the actions or inactions of their financial advisors, stockbrokers, financial advisory firms and brokerage firms. Aaron Israels and Dave Neuman have represented hundreds of aggrieved investors in securities arbitration cases filed in FINRA Arbitration (the Financial Industry Regulatory Authority), the American Arbitration Association (AAA), and JAMS (Judicial Arbitration and Mediation Services).
Call Israels & Neuman, PLC today to speak to an attorney who can help you determine if you can recover some or all of your investment losses. CONTACT US for a free and confidential consultation. Israels & Neuman, PLC offers contingency fee representation, so there is no attorney fee unless we recover money for you! All inquiries are strictly confidential.
Who Do the Attorneys at Israels & Neuman Represent From Washington?
Israels & Neuman, PLC has offices in downtown Seattle, Washington at Smith Tower and a remote office in Vancouver, Washington. We regularly represent aggrieved investors in court and arbitration proceedings throughout Washington, including Seattle, Bellevue, Tacoma, Kirkland, Kent, Renton, Everett, Spokane, Wenatchee, Vancouver, Olympia, and others.
How Does Israels & Neuman Help Investors Recover Losses?
We represent investors in proceedings to help recover investment losses. There are not many attorneys in Washington who represent investors, but we focus our practice on representing harmed investors. Our attorneys file claims for unsuitable investment recommendations, failure to supervise advisors and brokers, violations of Reg BI (Regulation Best Interest), PONZI schemes, stolen money, churning and excessive trading, breach of fiduciary duty, financial advisor malpractice, improper use of margin or loans, securities fraud and misrepresentations.
What Should Washington Investors Do if They Suspect Financial Advisor Negligence?
If you suspect advisor negligence, you should call the law firm of Israels & Neuman for a free, no obligation case review. As an investor, you should know that Washington residents are protected by the provisions of the Securities Act of Washington or “SAW”. The SAW regulates the sales of securities in the State of Washington and also imposes regulations on the securities industry. Under Washington law, a brokerage firm and advisory firm can be liable for each and every bad act committed by agents and brokers, jointly and severally, to the same extent that its agents would be liable for the bad act. This means that you could be entitled to damages from your advisor and their firm when the law is violated.
What Should Washington Investors Who Have Lost Money Due to Investment Fraud Do?
Aggrieved investors should contact an experienced attorney at Israels & Neuman for a free, no obligation case review to discuss their rights. Investors should also make sure that all documents related to their investment losses are kept somewhere safe. Finally, investors should be careful of who they speak with regarding their investment losses and should always assume their conversations are being recorded and will be used against them later.
What Resources Are Available to Washington Investors Experiencing Securities Fraud?
The Division of Securities of the Washington Department of Financial Institutions investigates complaints related to the sales of securities, including complaints about brokers, brokerage firms, and investment advisors. The enforcement division has offices in Olympia, Washington. You can file a complaint against your broker, advisor or brokerage firm here.
CONTACT US for a free evaluation of your case.
(720) 599-3505 or (206) 795-5798