NEW YORK, NY
Have you lost money with financial advisor William Wright Jr., formerly with National Securities Corp. in New York, New York? We are looking into allegations made against William Wright, who was barred from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Wright after he was alleged to have borrowed money from a customer.
William Wright was with National Securities Corp. from February 2015 to November 2020. He has worked at branch offices in New York, New York.
Brokerage firms like National Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against National Securities Corp.
Click to view William Wright BrokerCheck Report
If you lost money with William Wright or National Securities Corp., contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.